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香港证券及期货事务监察委员（The Securities and Futures Commission，SFC)
香港证券及期货事务监察委员 The Securities and Futures Commission SFC
2017/2/27
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets.We derive our investigative, remedial and disciplinar...
Report on the Securities and Futures Commission’s 2015 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2005 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s (SFC) 2015 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Ex...
Report on the Securities and Futures Commission’s 2014 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2014 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s (SFC) 2014 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
Report on the Securities and Futures Commission’s 2013 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2013 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2013 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2012 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2012 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2012 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2011 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2011 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2011 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2010 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2010 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission‟s 2010 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
Report on the Securities and Futures Commission’s 2009 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2009 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2009 annual review regarding the performance of The Stock
Exchange of Hong Kong Limited (the “Ex...
Report on the Securities and Futures Commission’s 2008 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2008 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2008 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2007 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2007 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2007 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2006 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2006 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2006 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2005 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2005 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the Securities and Futures Commission’s 2005 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Exchange) in its regulation of listing-related m...